UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class: |
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Name of each exchange on which registered: |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.07 |
Submission of Matters to a Vote of Security Holders. |
The following proposals were submitted to the stockholders of Silvercrest Asset Management Group Inc. (the “Company”) at the 2021 annual meeting of stockholders held on June 2, 2021:
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1. |
The election of two directors to the Board of Directors of the Company to serve until the 2024 annual meeting of stockholders; |
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2. |
The approval of executive compensation in an advisory, non-binding vote; and |
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3. |
The ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. |
For more information about the foregoing proposals and annual meeting, see the Company’s proxy statement dated April 30, 2021.
Proposal No. 1 - Election of Directors
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Nominee |
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For |
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Withheld |
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Broker Non-Votes |
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Richard R. Hough III |
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9,404,873 |
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240,410 |
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1,192,520 |
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Darla M. Romfo |
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9,470,006 |
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175,277 |
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1,192,520 |
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Proposal No. 2 – Approval on an Advisory Basis of Executive Compensation
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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8,919,009 |
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286,014 |
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440,260 |
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1,192,520 |
Proposal No. 3 - Ratification of independent registered public accounting firm
The appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021 was ratified by the votes set forth below:
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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10,811,231 |
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25,133 |
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1,439 |
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0 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 2, 2021
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Silvercrest Asset Management Group Inc. |
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By: |
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/s/ Scott A. Gerard |
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Name: Scott A. Gerard |
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Title: Chief Financial Officer |