UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
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Item 5.07 |
Submission of Matters to a Vote of Security Holders. |
The following proposals were submitted to the stockholders of Silvercrest Asset Management Group Inc. (the “Company”) at the 2020 annual meeting of stockholders held on June 3, 2020:
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1. |
The election of one director to the Board of Directors of the Company to serve until the 2023 annual meeting of stockholders; |
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2. |
The approval of executive compensation in an advisory, non-binding vote; and |
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3. |
The ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. |
For more information about the foregoing proposals and annual meeting, see the Company’s proxy statement dated April 29, 2020:
Proposal No. 1 - Election of Director
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Nominee |
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For |
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Withheld |
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Broker Non-Votes |
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Brian D. Dunn |
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10,526,868 |
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1,971,546 |
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1,287,823 |
Proposal No. 2 – Approval on an Advisory Basis of Executive Compensation
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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11,844,146 |
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108,541 |
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545,727 |
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1,287,823 |
Proposal No. 3 - Ratification of independent registered public accounting firm
The appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020 was ratified by the votes set forth below:
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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13,730,834 |
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32,986 |
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22,417 |
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0 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 3, 2020
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Silvercrest Asset Management Group Inc. |
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By: |
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/s/ Scott A. Gerard |
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Name: Scott A. Gerard |
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Title: Chief Financial Officer |